Lai, Iris Chin Yan 賴展昕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Mingshi Investment Management Limited | RO | Asset management | 2021-09-16 | |
| 2 | Mingshi Investment Management Limited | RO | Advising on securities | 2023-06-05 | |
| 3 | ORTUS CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2013-01-31 | 2015-07-25 |
| 4 | Springboard Capital Limited | Rep | Advising on securities | 2015-08-28 | 2017-02-24 |
| 5 | Springboard Capital Limited | Rep | Asset management | 2015-08-28 | 2017-02-24 |
| 6 | Caitong International Asset Management Co., Limited | Rep | Asset management | 2017-03-09 | 2018-05-30 |
| 7 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2017-04-19 | 2020-02-14 |
| 8 | Caitong International Asset Management Co., Limited | Rep | Advising on securities | 2017-03-09 | 2020-04-14 |
| 9 | Caitong International Asset Management Co., Limited | RO | Asset management | 2018-05-30 | 2020-04-14 |
| 10 | Caitong International Asset Management Co., Limited | RO | Dealing in securities | 2020-01-24 | 2020-04-14 |
| 11 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2020-09-15 | 2021-09-15 |
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