Sim, Rick Man
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AP Capital Management (Hong Kong) Limited | Rep | Dealing in securities | 2019-09-20 | 2022-06-30 | Rep | Asset management | 2019-10-02 | 2022-06-30 | Rep | Dealing in futures contracts | 2019-10-02 | 2022-06-30 | Rep | Advising on futures contracts | 2020-09-21 | 2022-06-30 | Rep | Advising on securities | 2020-09-21 | 2022-06-30 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2018-07-18 | 2019-08-30 |
| 3 | Solomon Capital Management Limited (HK) | Rep | Advising on securities | 2022-08-29 | Rep | Asset management | 2022-08-29 | Rep | Dealing in securities | 2022-08-29 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy