Deng, Dian (SFC:BNC301) 鄧典
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2021-02-05 | 2022-11-15 | Rep | Dealing in futures contracts | 2021-03-02 | 2022-02-16 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2019-06-06 | 2019-07-08 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-09-20 | 2020-12-09 | Rep | Advising on securities | 2019-10-09 | 2020-12-09 |
| 4 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2018-07-18 | 2019-05-10 |
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