Seo, Jangwon 徐章源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2013-02-01 | 2013-03-28 | Rep | Advising on securities | 2013-02-01 | 2013-03-28 | Rep | Dealing in futures contracts | 2013-02-01 | 2013-03-28 | Rep | Dealing in securities | 2013-02-01 | 2013-03-28 | Rep | Advising on futures contracts | 2013-04-05 | 2014-05-09 | Rep | Advising on securities | 2013-04-05 | 2014-05-09 | Rep | Dealing in futures contracts | 2013-04-05 | 2014-05-09 | Rep | Dealing in securities | 2013-04-05 | 2014-05-09 |
| 2 | KOREA INVESTMENT & SECURITIES ASIA LIMITED | Rep | Advising on securities | 2020-12-04 | 2020-12-30 | Rep | Dealing in securities | 2020-12-04 | 2020-12-30 | RO | Advising on securities | 2020-12-30 | RO | Dealing in securities | 2020-12-30 |
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