Lau, Kendrick Nam Fun 劉南勳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-01-22 | 2020-03-13 | Rep | Dealing in securities | 2019-02-25 | 2020-03-13 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2015-11-18 | 2016-10-08 | Rep | Dealing in securities | 2015-11-18 | 2016-10-08 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-11-18 | 2016-10-08 |
| 4 | Synergy Fund Management Group Limited | Rep | Asset management | 2013-02-01 | 2013-05-31 | Rep | Advising on securities | 2016-12-14 | 2018-08-07 | Rep | Asset management | 2016-12-14 | 2018-08-07 |
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