Ho, Andy 何肇聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNY Mellon Investment Management Hong Kong Limited | RO | Dealing in futures contracts | 2013-01-31 | 2016-02-05 | RO | Dealing in securities | 2013-01-31 | 2016-02-05 |
2 | DWS Investments Hong Kong Limited | RO | Dealing in futures contracts | 2016-03-18 | 2021-09-29 | RO | Dealing in securities | 2016-03-18 | 2021-09-29 |
3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in futures contracts | 2021-10-15 | 2022-03-18 | Rep | Dealing in securities | 2021-10-15 | 2022-03-18 | Rep | Advising on securities | 2021-11-02 | Rep | Asset management | 2021-11-02 | 2022-03-18 | RO | Asset management | 2022-03-18 | RO | Dealing in futures contracts | 2022-03-18 | RO | Dealing in securities | 2022-03-18 |
4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-10-15 | 2022-03-18 | RO | Dealing in securities | 2022-03-18 |
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