Yan, Jianlin (SFC:BAV567) 閆建霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2013-02-04 | 2013-07-17 | CSI Corporate Finance (HK) Limited | RO | 2013-07-17 | 2015-09-30 |
| 2 | CSI Corporate Finance (HK) Limited | Rep | Advising on securities | 2013-02-04 | 2013-07-17 | CSI Corporate Finance (HK) Limited | RO | 2013-07-17 | 2015-09-30 | CITIC Securities Brokerage (HK) Limited | Rep | 2015-10-20 | 2015-12-15 |
| 3 | CSI Corporate Finance (HK) Limited | Rep | Dealing in securities | 2013-02-04 | 2013-07-17 | CSI Corporate Finance (HK) Limited | RO | 2013-07-17 | 2015-09-30 | CITIC Securities Brokerage (HK) Limited | Rep | 2015-10-20 | 2015-12-15 |
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