Siu, Yeung 蕭暘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2016-03-22 | 2019-01-24 | Rep | Dealing in securities | 2016-03-22 | 2019-01-24 | Rep | Advising on securities | 2020-02-11 | 2022-01-14 | Rep | Dealing in securities | 2020-02-11 | 2022-01-14 | Rep | Advising on securities | 2024-03-18 | Rep | Dealing in securities | 2024-03-18 |
| 2 | MERCER INVESTMENTS (HK) LIMITED | Rep | Advising on securities | 2022-03-04 | 2024-02-16 | Rep | Dealing in securities | 2022-03-04 | 2024-02-16 | Rep | Asset management | 2022-04-01 | 2024-02-16 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-02-04 | 2013-08-10 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-02-04 | 2013-08-10 | Rep | Dealing in securities | 2013-02-04 | 2013-08-10 |
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