Li, Ming (SFC:BAV336) 李明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2013-02-05 | 2019-07-19 | Rep | Dealing in securities | 2013-02-05 | 2019-07-19 |
| 2 | GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2019-08-16 | 2021-03-16 | Rep | Dealing in securities | 2019-08-16 | 2021-03-16 | Rep | Asset management | 2019-10-03 | 2021-03-16 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2022-08-17 | 2024-09-06 | Rep | Dealing in futures contracts | 2022-08-17 | 2024-09-06 |
| 4 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2022-08-17 | 2024-09-06 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-04-13 | 2024-09-06 | Rep | Dealing in securities | 2021-04-13 | 2024-09-06 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2024-10-10 | Rep | Dealing in futures contracts | 2024-10-10 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-10-10 | Rep | Dealing in securities | 2024-10-10 |
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