Wang, Dong (SFC:BBL833) 王棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Asset Management Limited | Rep | Asset management | 2014-09-26 | 2014-12-04 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2013-09-09 | 2016-07-15 | Rep | Advising on securities | 2014-12-22 | 2019-05-30 | Rep | Dealing in futures contracts | 2014-12-22 | 2019-05-30 | RO | Dealing in securities | 2016-07-15 | 2019-05-30 |
| 3 | Soochow Securities International Asset Management Limited | RO | Advising on securities | 2023-09-28 | RO | Asset management | 2023-09-28 |
| 4 | Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2019-07-30 | 2019-11-13 | Rep | Dealing in securities | 2019-07-30 | 2019-11-13 | RO | Advising on securities | 2019-11-13 | RO | Dealing in securities | 2019-11-13 |
| 5 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2019-07-30 | 2019-11-13 | RO | Advising on futures contracts | 2019-11-13 | RO | Dealing in futures contracts | 2019-11-13 |
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