Kwan, Tommy Siu Tat 關兆達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2013-02-08 | 2015-07-02 |
| 2 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-08-31 | 2015-09-11 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2016-10-24 | 2018-05-03 | Rep | Dealing in securities | 2016-10-24 | 2018-05-03 |
| 4 | Zhongrong International Futures Co., Limited | Rep | Dealing in futures contracts | 2016-08-10 | 2016-10-11 |
| 5 | Zhongrong International Securities Company Limited | Rep | Dealing in securities | 2016-08-10 | 2016-10-11 |
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