Bainbridge, James William (SFC:BAV890)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2013-02-18 | 2013-03-01 | Rep | Dealing in securities | 2013-07-22 | 2013-08-02 |
| 2 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2017-10-24 | 2017-11-23 | Rep | Dealing in securities | 2017-10-24 | 2017-11-23 |
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