Lee, Shuk Yi 李淑儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Integrity Investment Limited | Rep | Advising on securities | 2013-02-19 | 2013-10-01 | Rep | Asset management | 2013-02-19 | 2013-10-01 | Rep | Dealing in securities | 2013-02-19 | 2013-10-01 |
| 2 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-03-07 | 2014-04-11 |
| 3 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2014-01-15 | 2014-04-11 | Rep | Dealing in securities | 2014-01-15 | 2014-04-11 |
| 4 | Delta Asia Wealth Management Limited | Rep | Asset management | 2014-01-15 | 2014-04-11 |
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