Romero De Diego, Heliodoro Pedro
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-02-22 | 2013-03-01 | Rep | Dealing in securities | 2013-02-22 | 2013-03-01 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2018-04-06 | 2018-04-13 | Rep | Dealing in securities | 2018-06-28 | 2018-07-06 | Rep | Dealing in securities | 2020-01-20 | 2020-01-24 |
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