Mori, Takahiro (SFC:BAX548)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2013-02-22 | 2013-02-23 | Rep | Dealing in securities | 2013-02-22 | 2013-02-23 | Rep | Advising on securities | 2013-09-06 | 2013-09-06 | Rep | Dealing in securities | 2013-09-06 | 2013-09-06 | Rep | Advising on securities | 2014-02-17 | 2014-02-18 | Rep | Dealing in securities | 2014-02-17 | 2014-02-18 | Rep | Advising on securities | 2014-10-21 | 2014-10-22 | Rep | Dealing in securities | 2014-10-21 | 2014-10-22 | Rep | Advising on securities | 2015-04-09 | 2015-04-10 | Rep | Dealing in securities | 2015-04-09 | 2015-04-10 | Rep | Advising on securities | 2015-10-13 | 2015-10-15 | Rep | Dealing in securities | 2015-10-13 | 2015-10-15 | Rep | Advising on securities | 2016-04-19 | 2016-04-20 | Rep | Dealing in securities | 2016-04-19 | 2016-04-20 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2018-07-18 | 2023-07-19 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2023-11-20 |
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