Holroyd, Alistair Hugo

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 UBS DERIVATIVES HONG KONG LIMITED Rep Dealing in futures contracts 2015-11-25 2016-12-18
2 UBS SECURITIES ASIA LIMITED Rep Dealing in securities 2013-02-25
Rep Dealing in futures contracts 2014-02-07
3 UBS SECURITIES HONG KONG LIMITED Rep Dealing in futures contracts 2016-12-19
Rep Dealing in securities 2019-02-22

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