Raskin, Iain Alexander (SFC:BAX616)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LMR Partners Limited | Rep | Asset management | 2019-07-19 | 2023-07-17 |
| 2 | Qube Research & Technologies Hong Kong Limited | Rep | Asset management | 2018-05-30 | 2019-04-18 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-09-03 | 2016-12-18 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2013-02-25 | 2018-03-21 | Rep | Dealing in futures contracts | 2014-09-03 | 2018-03-21 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-09-03 | 2016-12-18 | Rep | Dealing in futures contracts | 2016-12-19 | 2018-03-21 | Rep | Dealing in securities | 2016-12-19 | 2018-03-21 |
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