Yang, Xudong (SFC:BAW694) 楊旭棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EAGLE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-05-15 | 2020-07-06 | Rep | Asset management | 2020-05-15 | 2020-07-06 | RO | Advising on securities | 2020-07-06 | 2021-01-28 | RO | Asset management | 2020-07-06 | 2021-01-28 |
| 2 | China Orient International Asset Management Limited | Rep | Advising on securities | 2013-03-01 | 2015-03-15 | Rep | Asset management | 2013-03-01 | 2015-03-15 |
| 3 | China Universal Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2016-04-07 | 2018-12-21 | Rep | Asset management | 2016-04-07 | 2018-12-21 | Rep | Dealing in securities | 2016-04-07 | 2018-12-21 | Rep | Advising on securities | 2021-02-09 | Rep | Asset management | 2021-02-09 | Rep | Dealing in securities | 2021-03-01 |
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