Chan, Ka Kit (SFC:BAY064) 陳家傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hong Tai Securities Limited | RO | Asset management | 2017-08-04 | RO | Dealing in securities | 2017-08-04 | RO | Advising on securities | 2018-07-26 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2013-03-01 | 2016-12-01 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-03-01 | 2016-12-01 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2013-03-01 | 2016-12-01 | Rep | Advising on securities | 2015-03-24 | 2016-12-01 |
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