Hou, Yueyang 侯越洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capula Investment Management Asia Limited | Rep | Asset management | 2013-03-04 | 2015-06-05 | Rep | Dealing in securities | 2013-09-17 | 2015-06-05 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2015-06-30 | 2017-06-25 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2015-06-30 | 2018-01-30 |
| 4 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2017-06-26 | 2020-09-24 | Rep | Dealing in futures contracts | 2017-06-26 | 2021-12-10 | RO | Dealing in securities | 2020-09-24 | RO | Dealing in futures contracts | 2021-12-10 |
| 5 | CLSA LIMITED | Rep | Dealing in securities | 2019-07-11 | 2020-05-06 |
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