Lee, Chi Kin (SFC:BAX162) 李志建
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2021-05-24 | |
| 2 | HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2021-05-24 | |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2021-07-12 | |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2023-11-13 | |
| 5 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-03-05 | 2013-10-19 |
| 6 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2021-05-24 | 2023-09-01 |
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