Law, Kai Yee 羅啟義
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2003-07-29 | RO | Asset management | 2003-07-29 | RO | Dealing in futures contracts | 2008-11-27 |
| 2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | RO | Leveraged foreign exchange trading | 2008-11-27 | |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | RO | Advising on corporate finance | 2003-07-29 | RO | Advising on securities | 2003-07-29 | RO | Asset management | 2003-07-29 | RO | Automated trading services | 2003-07-29 | RO | Dealing in securities | 2008-11-27 |
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