Yau, Alecto Hoi 丘海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-08-08 | |
2 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-03-07 | 2015-01-01 |
3 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-03-07 | 2015-01-01 |
4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-06-05 | 2017-07-22 |
5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-06-05 | 2017-07-22 | Rep | Dealing in securities | 2015-06-05 | 2017-07-22 |
6 | XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-11-16 |
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