Lau, Ka Hei (SFC:BAZ979) 劉家熙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HGNH International Asset Management Co., Limited | Rep | Asset management | 2018-07-06 | 2019-12-13 |
| 2 | HGNH International Forex Co., Limited | Rep | Leveraged foreign exchange trading | 2014-06-24 | 2019-09-03 |
| 3 | HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2013-03-15 | 2019-12-13 |
| 4 | HGNH International Securities Co., Limited | Rep | Dealing in securities | 2014-02-28 | 2019-12-13 | Rep | Advising on securities | 2017-12-07 | 2019-12-13 |
| 5 | ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED | Rep | Advising on futures contracts | 2021-11-24 | Rep | Advising on securities | 2021-11-24 | Rep | Dealing in futures contracts | 2021-11-24 | Rep | Dealing in securities | 2021-11-24 |
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