Kwong, Joseph Gin Ming 鄺展明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Advising on securities | 2013-03-19 | 2013-05-20 | Rep | Dealing in securities | 2013-03-19 | 2013-05-20 |
| 2 | GLENWORTH CAPITAL LIMITED | Rep | Advising on securities | 2013-06-06 | 2013-08-16 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-06-10 | 2019-06-19 | Rep | Advising on corporate finance | 2018-08-16 | 2019-06-19 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2015-06-10 | 2018-08-13 | Rep | Dealing in futures contracts | 2015-06-10 | 2018-08-13 | Rep | Dealing in securities | 2015-06-10 | 2018-08-13 |
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