Lee, Kenneth Kar Ming (SFC:AED932) 李嘉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2013-03-20 | 2013-06-05 | Rep | Dealing in securities | 2013-03-20 | 2013-06-05 |
| 2 | Big Bay Asset Management (HK) Limited | RO | Asset management | 2013-09-19 | 2017-03-14 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2020-09-10 | 2020-11-25 | Rep | Advising on securities | 2020-09-10 | 2020-11-25 | Rep | Dealing in securities | 2020-09-10 | 2020-11-25 | RO | Advising on corporate finance | 2020-11-25 | RO | Advising on securities | 2020-11-25 | RO | Dealing in securities | 2020-11-25 |
| 4 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2017-04-05 | 2020-06-16 | Rep | Dealing in securities | 2017-04-05 | 2020-06-16 |
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