Dai, Lipeng 戴力鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Dragonstone Capital Management Limited | Rep | Advising on securities | 2021-07-07 | 2023-12-31 | Rep | Asset management | 2021-07-07 | 2023-12-31 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2024-02-02 | Rep | Advising on securities | 2024-02-02 | Rep | Asset management | 2024-02-02 |
| 3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2024-02-02 | Rep | Asset management | 2024-02-02 | Rep | Dealing in securities | 2024-02-02 |
| 4 | Huarong International Asset Management Limited | Rep | Asset management | 2018-07-20 | 2021-06-15 |
| 5 | Huarong International Securities Limited | Rep | Advising on securities | 2018-07-20 | 2021-06-15 |
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