Lau, Kai Yam 劉佳鑫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-12-02 | 2016-12-28 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-21 | 2013-05-07 |
| 3 | Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2017-06-26 | 2017-08-25 |
| 4 | Gong Ping Securities Limited | Rep | Dealing in securities | 2017-05-17 | 2017-08-25 |
| 5 | Huayu Securities Limited | Rep | Dealing in securities | 2018-08-15 | 2023-05-11 |
| 6 | KCG SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2017-09-20 | 2018-08-07 |
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