Dai, Luqian 代露茜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ZHONGRONG PT SECURITIES LIMITED | Rep | Advising on futures contracts | 2021-07-16 | |
| 2 | ZHONGRONG PT SECURITIES LIMITED | Rep | Advising on securities | 2021-07-16 | |
| 3 | Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2013-03-22 | 2014-06-05 | BOCOM International Securities Limited | Rep | 2018-04-27 | 2018-07-18 | Central China International Futures Company Limited | Rep | 2018-08-02 | 2021-01-11 | ZHONGRONG PT SECURITIES LIMITED | Rep | 2021-02-03 |
| 4 | Gong Ping Securities Limited | Rep | Dealing in securities | 2013-03-22 | 2014-06-05 | GF Securities (Hong Kong) Brokerage Limited | Rep | 2014-07-16 | 2017-12-14 | BOCOM International Securities Limited | Rep | 2018-01-15 | 2018-07-18 | Central China International Securities Co., Limited | Rep | 2018-08-02 | 2021-01-11 | ZHONGRONG PT SECURITIES LIMITED | Rep | 2021-02-03 |
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