Ng, Sunny Chung Kwong 吳重光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2016-06-01 | Rep | Asset management | 2016-06-01 | Rep | Dealing in securities | 2016-06-01 |
| 2 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2017-01-23 | Rep | Dealing in securities | 2017-01-23 |
| 3 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2013-03-26 | 2016-04-08 | Rep | Advising on securities | 2013-03-26 | 2016-04-08 | Rep | Asset management | 2013-03-26 | 2016-04-08 | Rep | Dealing in securities | 2015-02-16 | 2016-04-08 |
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