Baker, Matthew Thomas (SFC:BBB057)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2013-04-02 | 2013-11-01 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-04-02 | 2018-09-22 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2013-04-02 | 2018-09-22 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-04-24 | 2018-09-22 |
| 5 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2018-12-06 | 2021-05-04 |
| 6 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2018-12-06 | 2021-05-04 |
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