Chan, Christopher Kin To 陳建圖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2013-04-05 | 2014-03-09 | Rep | Advising on securities | 2013-04-05 | 2014-03-09 | Rep | Dealing in futures contracts | 2013-04-05 | 2014-03-09 | Rep | Dealing in securities | 2013-04-05 | 2014-03-09 | Rep | Advising on futures contracts | 2014-03-24 | 2019-06-03 | Rep | Dealing in futures contracts | 2014-03-24 | 2019-06-03 |
| 2 | ROCKPOOL CAPITAL LIMITED | Rep | Advising on securities | 2019-12-27 | 2022-06-30 | Rep | Asset management | 2019-12-27 | 2022-06-30 | Rep | Dealing in securities | 2019-12-27 | 2022-06-30 |
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