Ainsworth, David Nicholas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-02-11 | |
| 3 | Aletheia Analyst Network Limited | Rep | Advising on securities | 2013-06-24 | 2016-05-31 |
| 4 | DRAGON CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2016-08-15 | 2021-08-31 |
| 5 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2008-05-15 | |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2008-05-15 | |
| 7 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-05-15 | |
| 8 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-05-15 | |
| 9 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2008-05-15 | |
| 10 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-07-30 | 2011-11-16 |
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