Ye, Qian (SFC:BBD322) 叶芊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Asset management | 2013-05-09 | 2019-10-30 | Rep | Advising on securities | 2015-07-22 | 2019-10-30 | Rep | Dealing in securities | 2015-07-22 | 2019-10-30 | RO | Advising on securities | 2019-10-30 | 2022-09-06 | RO | Asset management | 2019-10-30 | 2022-09-06 | RO | Dealing in securities | 2019-10-30 | 2022-09-06 |
| 2 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-04-11 | 2017-06-20 | Rep | Advising on securities | 2015-07-22 | 2019-10-30 | Rep | Dealing in securities | 2015-07-22 | 2019-10-30 | RO | Asset management | 2017-06-20 | 2022-09-06 | RO | Advising on securities | 2019-10-30 | 2022-09-06 | RO | Dealing in securities | 2019-10-30 | 2022-09-06 |
| 3 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2022-12-19 | Rep | Asset management | 2022-12-19 | Rep | Dealing in securities | 2022-12-19 |
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