Lo, Yan Mei 盧昕䉠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-04-11 | 2013-07-29 | Rep | Dealing in securities | 2013-04-11 | 2013-07-29 |
| 2 | REDWOOD ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2021-06-29 | 2021-12-31 | Rep | Advising on securities | 2021-07-13 | 2021-12-31 | Rep | Asset management | 2021-07-13 | 2021-12-31 |
| 3 | SBI China Capital Hong Kong Securities Limited | Rep | Advising on corporate finance | 2023-01-11 | 2023-07-28 |
| 4 | VMS Securities Limited | Rep | Advising on corporate finance | 2017-11-21 | 2021-05-28 | Rep | Dealing in securities | 2017-11-21 | 2021-05-28 |
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