Lau, Wai Yan (SFC:BBA106) 劉偉恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Conrad Investment Services Limited | Rep | Dealing in securities | 2018-04-18 | 2020-01-15 | Rep | Dealing in futures contracts | 2018-05-14 | Rep | Advising on securities | 2019-03-04 | RO | Dealing in securities | 2020-01-15 | Rep | Asset management | 2021-03-03 | 2021-06-15 | RO | Asset management | 2021-06-15 |
| 2 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2017-05-15 | 2018-04-04 | Rep | Advising on securities | 2018-01-15 | 2018-04-04 |
| 3 | Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2013-04-15 | 2017-04-20 |
| 4 | Gong Ping Securities Limited | Rep | Dealing in securities | 2013-04-15 | 2017-04-20 |
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