Lai, Ka Cheong 黎嘉昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-04-17 | 2015-09-23 | Rep | Dealing in securities | 2015-03-10 | 2015-09-23 |
2 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2015-06-23 | 2018-12-24 | Rep | Asset management | 2015-06-23 | 2018-12-24 | Rep | Dealing in securities | 2015-06-23 | 2018-12-24 | RO | Advising on securities | 2018-12-24 | 2020-06-19 | RO | Asset management | 2018-12-24 | 2020-06-19 | RO | Dealing in securities | 2018-12-24 | 2020-06-19 |
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