Chan, Esther 陳穎謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2014-02-25 | 2017-02-28 | Rep | Dealing in securities | 2014-02-25 | 2017-02-28 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2017-03-09 | 2018-09-13 | Rep | Dealing in securities | 2017-03-09 | 2018-09-13 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-05 | Rep | Dealing in securities | 2018-10-05 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2013-04-18 | 2013-10-09 | Rep | Dealing in securities | 2013-04-18 | 2013-10-09 |
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