Guang, Ao 光驁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2021-06-24 | 2023-11-29 |
| 2 | CMBC International Capital Limited | Rep | Advising on corporate finance | 2024-03-14 | Rep | Dealing in securities | 2024-03-14 |
| 3 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-03-30 | 2020-06-15 | RO | Dealing in securities | 2020-06-15 |
| 4 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-02-17 | 2017-12-05 | RO | Dealing in securities | 2017-12-05 | 2020-03-12 |
| 5 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-04-18 | 2017-02-06 | Rep | Advising on securities | 2013-06-20 | 2015-07-20 |
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