Chan, Carlson Kwok On 陳國安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2018-11-12 | 2023-08-31 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-11-12 | |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2018-08-14 | Rep | Advising on securities | 2018-10-30 |
| 4 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2013-04-19 | 2015-08-07 | Rep | Dealing in securities | 2013-04-19 | 2015-08-07 |
| 5 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2015-10-28 | 2018-05-03 |
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