Lok, Chiu Chan 駱昭塵

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show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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	Organisation	Role	Activity	From	Until
1	Superactive Financial Group Company Limited	Rep	Advising on futures contracts	2016-11-09	2016-12-12
	Superactive Financial Group Company Limited	RO		2016-12-12	2019-12-31
2	ASA SECURITIES LIMITED	Rep	Advising on securities	2013-04-22	2013-09-30
	Mason Securities Limited	Rep		2013-10-09	2016-10-31
	Superactive Financial Group Company Limited	Rep		2016-11-09	2016-12-12
	Superactive Financial Group Company Limited	RO		2016-12-12	2019-12-31
	RuiLian Financial Group Company Limited	Rep		2020-03-18	2020-04-17
	RuiLian Financial Group Company Limited	RO		2020-04-17
3	Superactive Financial Group Company Limited	Rep	Asset management	2016-11-09	2016-12-12
	Superactive Financial Group Company Limited	RO		2016-12-12	2019-12-31
	RuiLian Financial Group Company Limited	Rep		2020-03-18	2020-04-17
	RuiLian Financial Group Company Limited	RO		2020-04-17
4	ASA SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-04-22	2013-09-30
	Mason Futures Limited (HK)	Rep		2013-10-09	2016-10-31
5	ASA SECURITIES LIMITED	Rep	Dealing in securities	2013-04-22	2013-09-30
	Mason Securities Limited	Rep		2013-10-09	2016-10-31
	Superactive Financial Group Company Limited	RO		2018-06-08	2019-12-31
	RuiLian Financial Group Company Limited	Rep		2020-03-18	2020-04-17
	RuiLian Financial Group Company Limited	RO		2020-04-17

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