Liu, Steven (SFC:BBE382)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aletheia Analyst Network Limited | Rep | Advising on securities | 2024-04-25 | |
| 2 | Beevest Securities Limited | Rep | Dealing in futures contracts | 2013-04-25 | 2014-10-31 | Rep | Advising on securities | 2013-04-25 | 2015-04-03 | Rep | Dealing in securities | 2013-04-25 | 2015-04-03 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2023-09-04 | 2024-03-31 |
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