Li, Guangyu (SFC:BBE663) 李光宇

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep Advising on futures contracts 2015-07-17 2017-09-08
2 HFT INVESTMENT MANAGEMENT (HK) LIMITED Rep Advising on securities 2013-04-30 2014-12-31
UBP ASSET MANAGEMENT ASIA LIMITED Rep 2015-01-08 2015-01-29
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep 2015-03-03 2017-09-08
Zhong Ou Asset Management International Limited RO 2018-03-13 2019-03-24
Leading Securities Company Limited Rep 2019-04-02 2019-05-31
Leading Securities Company Limited RO 2019-05-31 2020-08-31
VALUABLE CAPITAL LIMITED Rep 2020-09-21 2020-11-04
VALUABLE CAPITAL LIMITED RO 2020-11-04
3 HFT INVESTMENT MANAGEMENT (HK) LIMITED Rep Asset management 2013-04-30 2014-12-31
UBP ASSET MANAGEMENT ASIA LIMITED Rep 2015-01-08 2015-01-29
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep 2015-03-03 2017-09-08
Zhong Ou Asset Management International Limited RO 2018-03-13 2019-03-24
Leading Securities Company Limited Rep 2019-04-02 2019-05-31
Leading Securities Company Limited RO 2019-05-31 2020-08-31
VALUABLE CAPITAL LIMITED Rep 2020-09-21 2020-11-04
VALUABLE CAPITAL LIMITED RO 2020-11-04
4 UBP ASSET MANAGEMENT ASIA LIMITED Rep Dealing in securities 2015-01-08 2015-01-29
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep 2015-03-03 2017-09-08
Leading Securities Company Limited RO 2019-05-31 2020-08-31
VALUABLE CAPITAL LIMITED Rep 2020-09-21 2020-11-04
VALUABLE CAPITAL LIMITED RO 2020-11-04

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