Li, Guangyu (SFC:BBE663) 李光宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HFT INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2013-04-30 | 2014-12-31 |
| 2 | HFT INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Asset management | 2013-04-30 | 2014-12-31 |
| 3 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2015-01-08 | 2015-01-29 |
| 4 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Asset management | 2015-01-08 | 2015-01-29 |
| 5 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2015-01-08 | 2015-01-29 |
| 6 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2015-03-03 | 2017-09-08 |
| 7 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Asset management | 2015-03-03 | 2017-09-08 |
| 8 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2015-03-03 | 2017-09-08 |
| 9 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on futures contracts | 2015-07-17 | 2017-09-08 |
| 10 | Zhong Ou Asset Management International Limited | RO | Advising on securities | 2018-03-13 | 2019-03-24 |
| 11 | Zhong Ou Asset Management International Limited | RO | Asset management | 2018-03-13 | 2019-03-24 |
| 12 | Leading Securities Company Limited | Rep | Advising on securities | 2019-04-02 | 2019-05-31 |
| 13 | Leading Securities Company Limited | Rep | Asset management | 2019-04-02 | 2019-05-31 |
| 14 | Leading Securities Company Limited | RO | Advising on securities | 2019-05-31 | 2020-08-31 |
| 15 | Leading Securities Company Limited | RO | Asset management | 2019-05-31 | 2020-08-31 |
| 16 | Leading Securities Company Limited | RO | Dealing in securities | 2019-05-31 | 2020-08-31 |
| 17 | VALUABLE CAPITAL LIMITED | Rep | Advising on securities | 2020-09-21 | 2020-11-04 |
| 18 | VALUABLE CAPITAL LIMITED | Rep | Asset management | 2020-09-21 | 2020-11-04 |
| 19 | VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2020-09-21 | 2020-11-04 |
| 20 | VALUABLE CAPITAL LIMITED | RO | Advising on securities | 2020-11-04 | |
| 21 | VALUABLE CAPITAL LIMITED | RO | Asset management | 2020-11-04 | |
| 22 | VALUABLE CAPITAL LIMITED | RO | Dealing in securities | 2020-11-04 |
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