Poon, Albert Kwok Hing 潘國興

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Alpha Financial Group Limited RO Dealing in securities 2005-11-01 2005-11-21
2 AMPLE CAPITAL LIMITED RO Advising on corporate finance 2005-11-21
3 CHEONG LEE SECURITIES LIMITED RO Advising on securities 2005-11-24 2007-02-01
RO Dealing in securities 2005-11-24 2007-02-01
4 Goldin Equities Limited RO Dealing in securities 2009-10-19 2014-04-07
5 Goldin Financial Limited RO Advising on corporate finance 2009-06-01 2014-04-07
6 Grand Moore Capital Limited RO Advising on corporate finance 2015-12-22
RO Dealing in securities 2015-12-22
7 SHANG HUA CAPITAL LIMITED RO Advising on corporate finance 2007-04-04 2007-06-21

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