Tam, Ho Kei 譚浩基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2016-03-15 | 2018-12-31 | Rep | Asset management | 2016-03-15 | 2018-12-31 | Rep | Dealing in securities | 2016-03-15 | 2018-12-31 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-08-07 | 2014-12-16 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-05-02 | 2014-12-16 | Rep | Dealing in securities | 2013-05-02 | 2014-12-16 |
| 4 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-03-09 | 2016-02-02 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2015-01-19 | 2016-02-02 | Rep | Dealing in securities | 2015-01-19 | 2016-02-02 |
| 6 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-01-19 | 2016-02-02 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy