Shum, Ka Yi 岑嘉兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Heavenly Wealth Management Limited | Rep | Advising on securities | 2017-08-01 | 2021-06-30 | Rep | Asset management | 2017-08-01 | 2021-06-30 | Rep | Dealing in securities | 2017-08-01 | 2021-06-30 |
| 2 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-05-08 | 2014-08-22 | Rep | Dealing in securities | 2013-05-08 | 2014-08-22 |
| 3 | SILVERHORN INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2014-09-08 | 2017-06-30 | Rep | Asset management | 2014-09-08 | 2017-06-30 | Rep | Dealing in securities | 2014-09-08 | 2017-06-30 |
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