Chan, Ka Ming (SFC:BBD585) 陳家明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alliance Capital Partners Limited (HK) | Rep | Advising on corporate finance | 2014-02-11 | 2019-01-31 | Rep | Dealing in securities | 2014-04-30 | 2019-01-31 | RO | Advising on corporate finance | 2019-01-31 | RO | Dealing in securities | 2019-01-31 |
| 2 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2013-05-13 | 2014-01-15 | Rep | Asset management | 2013-05-13 | 2014-01-15 | Rep | Dealing in securities | 2013-05-13 | 2014-01-15 |
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