Lee, Tracy Sou Fin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2015-07-08 | 2018-09-08 | Rep | Asset management | 2015-07-08 | 2018-09-08 | Rep | Dealing in securities | 2015-07-08 | 2018-09-08 |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2014-06-26 | 2015-05-29 | Rep | Dealing in securities | 2014-06-26 | 2015-05-29 |
| 3 | PAMFLEET ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2022-12-22 | Rep | Dealing in securities | 2022-12-22 |
| 4 | PSI Capital Asia Limited | Rep | Advising on securities | 2013-05-20 | 2014-05-26 | Rep | Dealing in securities | 2013-05-20 | 2014-05-26 |
| 5 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-23 | 2022-11-30 | Rep | Asset management | 2018-10-23 | 2022-11-30 | Rep | Dealing in securities | 2018-10-23 | 2022-11-30 |
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