Wong, Kwok Wing (SFC:BBH901) 黃國榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Advising on futures contracts | 2015-03-18 | 2015-10-24 | Rep | Advising on securities | 2015-03-18 | 2015-10-24 | Rep | Dealing in futures contracts | 2015-03-18 | 2015-10-24 | Rep | Dealing in securities | 2015-03-18 | 2015-10-24 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2019-03-06 | 2019-03-17 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-04-04 | 2018-09-30 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-04-04 | 2018-09-30 |
| 5 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2016-02-23 | 2016-11-05 |
| 6 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-11-13 | 2016-11-05 |
| 7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-11-13 | 2016-11-05 | Rep | Dealing in securities | 2015-11-13 | 2016-11-05 |
| 8 | IRIDIUM CAPITAL LIMITED (HK) | Rep | Advising on securities | 2016-11-10 | 2017-01-27 | Rep | Asset management | 2016-11-10 | 2017-01-27 |
| 9 | KGI ASIA LIMITED | Rep | Dealing in securities | 2018-11-13 | 2019-01-31 |
| 10 | PC SECURITIES LIMITED | Rep | Dealing in securities | 2017-12-01 | 2018-03-12 |
| 11 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-05-22 | 2015-03-07 |
| 12 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-05-22 | 2015-03-07 | Rep | Advising on securities | 2013-10-21 | 2015-03-07 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy